The Office of the Comptroller of the Currency published a revised version of the "Branch Closings" booklet of the Comptroller's Licensing Manual.

The SEC Office of the Investor Advocate released an Annual Report on Objectives for fiscal year 2018.

The SEC Division of Corporation Finance granted a registration exemption to a Los Angeles Rams fan club concerning sales of membership interests.

The MSRB issued a "Compliance Advisory for Municipal Advisors" to provide guidance on compliance risks for recently implemented rules.

A proprietary trading firm and a former trader settled CFTC charges that they engaged in illegal wash sales.