New SRO rule changes and proposals were announced by the SEC for the week of July 3 to July 7, 2017.
News & Insights
21975 News Results
The NFA supported proposed CFTC amendments regarding the duties and reporting requirements of Chief Compliance Officers.
The Basel Committee on Banking Supervision and IOSCO proposed criteria for identifying "simple, transparent, and comparable" short-term securitizations.
The CFTC granted swap execution facility registration status to a New York-based bitcoin exchange.