FINRA summarized the latest FINRA news, regulatory notices, guidance and resources in a June 2017 installment of the Monthly Recap Podcast.

Two Florida residents were ordered to pay restitution and penalties, and a New York resident was charged with violations, in relation to separate cases involving commodity pool fraud.

A District Court judge granted preliminary approval to an agreement that would allow a bank to settle a class-action lawsuit filed as a result of alleged retail sales misconduct.

The Consumer Financial Protection Bureau issued a new rule that restricts mandatory arbitration clauses in certain consumer financial contracts.

The MSRB named Michael L. Post as General Counsel.