FINRA filed a proposed rule change that would provide a temporary exemption to allow member alternative trading systems and their subscribers to report aggregate trade information to TRACE regarding certain U.S. Treasury Securities transactions.
News & Insights
The FDIC, the Board of Governors of the Federal Reserve System and the Office of the Comptroller of the Currency proposed revisions to the Consolidated Reports of Condition and Income.
A New York bank agreed to settle allegations by the Board of Governors of the Federal Reserve System concerning deficiencies in the bank's capital treatment of certain assets.
In testimony before the U.S. Senate Committee on Appropriations Subcommittee on Financial Services and General Government, SEC Chair Jay Clayton and CFTC Acting Chair J. Christopher Giancarlo defended their agencies' respective budget requests for fiscal year 2018.
The CFTC Office of the Inspector General issued a report criticizing the CFTC's cost-benefit consideration of the margin rule for uncleared swaps.