The CFTC issued no-action relief that exempts certain swap dealers from "Final Margin Rule" requirements when entering into uncleared swaps.
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The CFTC granted derivatives clearing organization registration status to a New York-based company that intends to provide clearing services for fully collateralized digital currency swaps.
The Board of Governors of the Federal Reserve System permanently banned a former trader for engaging in foreign exchange market practices alleged to be "unsafe and unsound."
SIFMA submitted recommendations to the SEC for enhancing the standards of conduct for broker-dealers and investment advisers concerning retail customers.
A Task Force convened by the Board of Governors of the Federal Reserve System issued a final report titled "The U.S. Path to Faster Payments: A Call to Action."