The SEC named Bryan Wood as the new Director of the Office of Legislative and Intergovernmental Affairs.

The National Futures Association revised the procedure followed by major swap participants and swap dealers when submitting documentation of their ability to comply with certain CFTC Regulations.

New SRO rule changes and proposals were announced by the SEC for the week of June 17 to June 21, 2017.

FINRA will elect new governors to its Board at an annual meeting on August 22, 2017.

Five federal financial regulatory agencies will review the treatment of certain funds under the Bank Holding Company Act.