House Financial Services Committee ranking member Representative Maxine Waters (D-CA) introduced a bill that would alter the SEC process for waiving automatic disqualifications of "bad actors."
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21975 News Results
The CFTC Division of Market Oversight recommended that the North American Derivatives Exchange complete the development of a surveillance program to detect spoofing violations.
New SRO rule changes and proposals were announced by the SEC for the week of July 24 to July 28, 2017.
The administration and congressional Republican leadership expressed a "shared vision" for comprehensive tax reform.
IOSCO reviewed the implementation of recommendations made in a 2014 Report on client asset protection.