Forty-five Senate Democrats expressed a willingness to work with Republicans on "bipartisan tax reform."

FINRA and the Securities Investor Protection Corporation agreed to simplify the annual report filing process for member firms.

The SEC approved changes to the MSRB rule on customer account transfers. The rule changes will become effective on January 29, 2018.

In a Massachusetts federal court, the owner of a cannabis consultation practice was indicted for insider trading based on charges that he traded on nonpublic information "misappropriated" from his wife.

The Democratic staff of the House Financial Services Committee, citing Republican efforts to repeal the Consumer Financial Protection Bureau arbitration rule, criticized efforts to "functionally terminate" the agency.