The Office of the Comptroller of the Currency solicited public comment on the Volcker Rule.

In the U.S. District Court for the District of Colorado, the SEC obtained final judgments against an investment manager, his "self-described" private equity firm and other investment funds he managed.

The Office of the Comptroller of the Currency will not petition the Financial Stability Oversight Council to delay the effective date of the Consumer Financial Protection Bureau arbitration rule.

Forty-five Senate Democrats expressed a willingness to work with Republicans on "bipartisan tax reform."

FINRA and the Securities Investor Protection Corporation agreed to simplify the annual report filing process for member firms.