FINRA published new guidance on various issues stemming from amendments made to FINRA rules on margin requirements for "Covered Agency Transactions."

In an interview conducted by CFTC Chief Market Intelligence Officer Andrew Busch, Harvard Law Professor Dr. Hal Scott discussed the 2008 financial crisis and where he sees financial market regulation heading in the U.S.

Cadwalader lawyers created a new automated process designed to help determine which FINRA margin requirements apply to transactions in which FINRA member broker-dealers extend credit on debt securities to customers.

Stay on top of recently adopted FINRA Rule 4210 margin requirements for to-be-announced transactions with US Regulatory Intelligence's TBA Focus Page.