Cadwalader lawyers created a compliance support tool for determining whether potential accounts are exempt from to-be-announced FINRA margin requirements.
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The SEC announced new SRO rule changes and proposals for the week of September 11 to September 15, 2017.
The Financial Action Task Force updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering and countering the financing of terrorism.
The Consumer Financial Protection Bureau granted no-action relief to an online lending platform from supervisory or enforcement action with respect to the Equal Credit Opportunity Act.
CME Group announced that it will stop clearing credit defaults swaps by mid-2018.