The European Securities and Markets Authority published guidelines for "national competent authorities" to clarify applicable requirements for market operators and data reporting services providers.
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The U.S. Department of the Treasury Office of Foreign Assets Control issued amended Directives and FAQs in connection with the Ukraine/Russia-related sanctions program.
FinCEN made technical changes to a final rule relating to customer due diligence standards for banks, brokers or dealers in securities, mutual funds, futures commission merchants and introducing brokers in commodities.
The Board of Governors of the Federal Reserve System fined a bank for unsafe and unsound practices in the foreign exchange markets.
CFTC Chair J. Christopher Giancarlo appointed Brian A. Bussey to be Director of the Division of Clearing and Risk.