A Texas-based crude oil trading firm agreed to pay a civil monetary penalty to settle charges of supervision failures related to spoofing misconduct by an employee.

The SEC announced new SRO rule changes and proposals for the week of September 25 to September 29, 2017.

The SEC charged a former sales executive, his business partner, and six individuals with insider trading ahead of an announcement that Life Time Fitness, Inc. was going to be acquired.

President Donald J. Trump signed into law the Financial Stability Oversight Council Insurance Member Continuity Act (H.R. 3110) on September 27, 2017.