The SEC approved FINRA amendments revising the definition of a non-public arbitrator.

FINRA released a podcast summary of FINRA news, notices and compliance resources from September 2017.

SEC Chair Jay Clayton testified before the U.S. House Financial Services Committee, providing an update on the EDGAR system cyber-security breach.

The CFTC Division of Swap Dealer and Intermediary Oversight granted no-action relief to a commodity pool operator from certain registration and reporting requirements.