Cadwalader updated the ERISA Chapter of Lofchie's Guide to Broker-Dealer Regulation. Authored by partners James Frazier and Steven Lofchie, the new Chapter addresses the U.S. Department of Labor's new fiduciary rule and related exemptions.
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The SEC charged a Texas-based oil broker and his company with violations of the registration requirements of federal securities laws.
The Board of Governors of the Federal Reserve System, the Consumer Financial Protection Bureau and the Office of the Comptroller of the Currency issued a final rule and interpretation increasing the threshold for exempting loans from special appraisal requirements for higher-priced mortgage loans from $25,500 to $26,000.
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System and the FDIC adopted amendments to the Community Reinvestment Act regulations in response to recent changes to Regulation C.
Federal Reserve Board Chair Janet L. Yellen submitted her resignation as a Member of the Board of Governors of the Federal Reserve System, effective on February 3, 2018.