Commentary by Christian Larson
FINRA published guidance on anti-money laundering compliance obligations in light of FinCEN's new rule on customer due diligence.
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Commentary by Christian Larson
The SEC charged a Long Island town and its former supervisor with defrauding investors in connection with municipal securities offerings.
The Southern District of New York unsealed a seven-count indictment against Behzad Mesri, an Iranian national and member of an Iranian hacking group, for hacking into HBO's computer systems and stealing proprietary data.
The NFA published its Annual Review for Fiscal Year 2017.
The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House from registration as a derivatives clearing organization.