The SEC announced SRO rule changes and proposals for the week of November 27 to December 1, 2017.
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A bipartisan group of congressional representatives introduced a resolution to overturn the Consumer Financial Protection Bureau's "Payday, Vehicle Title, and Certain High-Cost Installment Loans" rule.
The former mayor of Markham, Illinois partially settled fraud charges relating to an alleged "pay-to-play" scheme in connection with a municipal bond offering.
FINRA reminded firms of due dates for required filings that are due in 2018 and the first quarter of 2019.
CME Group, CBOE Futures Exchange and the Cantor Exchange have "self-certified" new bitcoin products. The CFTC released a fact sheet on the process and promised cooperation with the NFA in monitoring bitcoin futures-related activity.