Regulators and industry members discussed issues and potential remedies for small businesses in relation to capital formation.
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Chief Accountant of the SEC Division of Corporation Finance, Mark Kronforst, will leave the SEC after 13 years with the agency.
CFTC Commissioner Brian Quintenz discussed the implications of listing bitcoin futures products, keeping pace with technological developments and the importance of international regulatory cooperation.
The SEC awarded more than $16 million to two whistleblowers for providing information critical to an investigation that resulted in an enforcement action.
President Donald J. Trump nominated Thomas Workman to be a Member of the Financial Stability Oversight Council.