The Board of Governors of the Federal Reserve System requested comment on a series of proposals designed to improve the transparency of its stress testing procedures.
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The SEC extended exemptive relief to a stock exchange from the minimum penny pricing increments established by Regulation NMS.
The Consumer Financial Protection Bureau Ombudsman published an annual report titled "Advocating for Fair Process in Consumer Financial Protection."
FINRA reminded firms of their obligation to report short positions by individual firm or customer account on a gross basis.
FINRA requested comments on proposed amendments that would change the current procedures for expungement hearings related to customer dispute information.