A California-based company shut down its initial coin offering and issued refunds to investors after the SEC initiated an investigation into its operations.
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The SEC announced SRO rule changes and proposals for the week of December 4 to December 8, 2017.
The Board of Governors of the Federal Reserve System will publish three new benchmark interest rates based on overnight repurchase agreement transactions backed by Treasuries.
FINRA published the findings of its broker-dealer examination program. The report is intended to aid firms in their efforts to bolster compliance with securities laws and regulations.
The SEC issued a temporary final rule modifying its approach to filing requirements for Form N-PORT.