The U.S. District Court for the District of New Jersey granted an SEC Motion for Summary Judgment against a former law firm clerk charged with participating in an insider trading scheme.
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The SEC provided guidance for investment clubs and their associated persons on complying with SEC regulation.
The National Futures Association commented on the CFTC's proposed interpretation of the phrase "actual delivery" in relation to retail commodity transactions involving virtual currency.
The Consumer Financial Protection Bureau is soliciting new members to join CFPB advisory groups.
The Federal Trade Commission obtained a temporary restraining order from a federal court halting the activities of four individuals accused of operating a cryptocurrency pyramid scheme.