The Federal Trade Commission is investigating Facebook's privacy practices following reports that a data collection firm may have misappropriated the personal information of over 50 million users.
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A broker-dealer settled allegations that it engaged in a fraudulent masking scheme. The New York State Attorney General reported that the broker-dealer agreed to pay a record penalty of $42 million.
FINRA is seeking comments on a retrospective review of rules governing introducing/clearing arrangements to determine whether they meet intended investor-protection objectives.
The Government Accountability Office issued a report evaluating the risks and benefits, customer protections, and regulatory oversight of FinTech products and activities.
The SEC announced SRO rule changes and proposals for the week of March 19 to March 23, 2018.