The SEC granted a proposal by FINRA to extend the effective date to establish margin requirements for "to-be-announced" or "TBA" transactions and other forward-settling agency securities transactions.

A Judge in the Southern District of New York issued an Order to Show Cause against Shawn Carter (a/k/a "Jay-Z") for failing to comply with an SEC subpoena regarding an investigation into his partially owned brand management company.

A three-judge panel for the Fifth Circuit Court of Appeals issued a ruling denying a motion regarding the Court's decision to vacate the DOL fiduciary rule.

SEC Chair Jay Clayton reviewed how the proposed disclosure and fiduciary rules for broker-dealers and investment advisers would address key issues facing retail investors.