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Fifth Circuit Denies Motions to Intervene in DOL Fiduciary Lawsuit

A three-judge panel for the Fifth Circuit Court of Appeals issued an Order, without explanation, denying motions filed by the AARP and the Attorneys General of California, New York and Oregon to intervene in connection with the Court's recent decision to vacate the DOL fiduciary rule.

Primary Sources

  1. SIFMA: Statement on Denial of Motions to Intervene in DOL Fiduciary Lawsuit
  2. Fifth Circuit Court of Appeals: Order Denying Motion

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    The Department of Labor provided guidance on responsibilities for plan fiduciaries and other stakeholders regarding shareholder rights, written statements of investment policy, and economically targeted investments.

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Tags

Regulated Activities
Advice and Fiduciary Arbitration / Litigation Regulatory Reporting Suitability and Consumer Protection
Sub-Activity
DOL Fiduciary Rule, Regulatory Process for Rulemaking
Body of Law
ERISA / Pension
Jurisdiction
US - Federal
Organization
Courts
Sub-Author
U.S. Circuit Courts