The SEC announced SRO rule changes and proposals for the week of April 30 to May 4, 2018.

The Financial Crimes Enforcement Network reduced fines against a California-based casino for anti-money laundering violations in exchange for the casino's commitment to implement certain remedial policies.

The Committee on Payments and Market Infrastructures and IOSCO updated a study on ten derivatives CCPs and their attempts to implement the Principles for Financial Market Infrastructures.

Nasdaq, Inc. asked the SEC to suspend the unlisted trading privileges of certain thinly traded Nasdaq-listed securities for a period of no longer than 12 months.

The National Futures Association charged a commodity trading advisor and pool operator for violations concerning the commingling and holding of pool assets in order to avoid certain membership fees.