The American Bankers Association and state bankers associations from all 50 states urged leaders of the Senate Banking Committee and its Digital Assets Subcommittee to address "loopholes" in the recently enacted GENIUS Act as part of upcoming digital asset market structure legislation.

A firm settled FINRA charges for failing to establish a supervisory system designed to prevent unregistered municipal advisory activity.

FINRA suspended a broker for recommending excessive trades in the accounts of two senior customers.

In an ongoing effort to return money to harmed investors from an unregistered crypto asset token offering, the SEC increased the bond for the administrator of a Fair Fund.

The SEC charged a California-based options trader with orchestrating a spoofing scheme to manipulate the prices of thinly traded options.