FINRA suspended a broker for failing to disclose a state consent order on multiple registration forms.

Senate Banking Committee Ranking Member Elizabeth Warren called on Lisa Cook, Chair of the Federal Reserve Board Committee on Financial Stability to activate the countercyclical capital buffer in light of "mounting systemic vulnerabilities" in the US financial system.

The CFTC Divisions of Market Oversight and Clearing and Risk ("Divisions") granted a designated contract market ("DCM") and its derivative clearing organization ("DCO") relief from certain swap data reporting and recordkeeping requirements for specific binary options and variable payout contracts traded and cleared under their rules.

President Trump signed an Executive Order ("EO") to allow private pension plans access to a broader range of "alternative assets."

In a new Executive Order, President Trump prohibited "politicized or unlawful debanking activities."