CFTC Chair J. Christopher Giancarlo issued a statement on agency operations in the event of a lapse in funding.
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The NFA provided a list of holiday filing requirements for swap dealers.
The Office of the Comptroller of the Currency (the "OCC") correctedthe OCC's Regulatory Flexibility Act ("RFA") certification pursuant to a proposal to amend the definition of "high volatility commercial real estate (HVCRE) exposure" in the agencies' respective regulatory capital rules. As previously covered, the proposal is intended to conform the proposed definition of "high volatility commercial real estate acquisition, development, or construction (HVCRE ADC) loan" to the requirements of Section 214 of the Economic Growth, Regulatory Relief, and Consumer Protection Act. According to the
SEC Chair Jay Clayton and Commissioner Hester M. Peirce expressed support for two recent SEC rulemakings applicable to security-based swap dealers.
An SEC final rule to consolidate and update property disclosure requirements for mining registrants was published in the Federal Register.