A FINRA proposal to change certain fees and credits applicable to retail participants that utilize the FINRA/Nasdaq Trade Reporting Facility was published in the Federal Register.

The SEC is operating with a "very limited" number of staff due to the continuing federal government shutdown.

The Financial Crimes Enforcement Network's invitation to nominate organizations for membership on the Bank Secrecy Act Advisory Group was published in the Federal Register.

FINRA's proposal to make technical revisions and a minor correction to the Supplemental Statement of Income was published in the Federal Register.

The Office of the Comptroller of the Currency adopted final guidelines establishing standards for recovery planning for large insured national banks, federal savings associations and federal branches. The guidelines were published in the Federal Register.