Letitia "Tish" James was sworn in as the 67th Attorney General of New York State.

The MSRB filed with the SEC a content outline for the Municipal Advisor Principal Qualification Examination and "related selection specifications for the examination."

FINRA notified firms that their Final Statements are now available for review in the E-Bill system.

Representative Blaine Luetkemeyer (R-MO) introduced a bill to prohibit federal financial regulators from requiring compliance with a new accounting standard related to current expected credit loss.

University of Houston Finance Professor Craig Pirrong rejected current conjecture that recent market sell-offs are due to technology, such as automated, algorithmic or high-frequency trading.