FINRA provided guidance on enforcement credit for firms or individuals that provide "extraordinary cooperation" in investigations.
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House Financial Services Committee Chair Maxine Waters said she will convene a full Committee markup of bills that would "make critical reforms to the broken credit reporting system."
OFAC designated the Government of Venezuela's General Directorate of Military Counterintelligence "for operating in Venezuela’s defense and security sector."
The proposal by FINRA to expand the summary firm data regarding OTC equity trading on its website was published in the Federal Register.
FINRA requested comment on a proposal to expand the alternative trading system volume data published on the FINRA website to include transactions in corporate bonds and agency debt securities.