Federal Register: FINRA Proposes Publishing Additional OTC Equity Trading Volume Data

The proposal by FINRA to expand the summary firm data on its website was published in the Federal Register. Comments on the proposal must be submitted by August 1, 2019.

As previously covered, the proposal would make amendments to Rules 6110 ("Trading Otherwise Than on an Exchange") and 6610 ("General Provisions"). If adopted, FINRA would publish monthly block trading statistics for trades in National Market System stocks occurring outside of an alternative trading system ("ATS").