A CPO and its principal settled NFA charges for making improper loans and advances of pool assets.

NFA reminded members to review the updated list of jurisdictions with strategic anti-money laundering deficiencies and to update programs accordingly.

The American Banking Association, SIFMA and the Institute of International Bankers proposed revisions to a Federal Reserve Board proposal to modify its regulations for determining "whether a company has the ability to exercise a controlling influence" on another company.

The SEC and the North American Securities Administrators Association provided guidance for market participants on the application of federal and state securities laws to opportunity zone investments.