IOSCO defended its 2018 Liquidity Risk Management recommendations for investment funds against recent criticism, reasserting that the recommendations offer regulators a "comprehensive framework" for liquidity risks in investment funds.
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OFAC sanctioned an international network of individuals and entities for involvement in the procurement of "critical" materials for Iran’s nuclear program.
SIFMA urged the New Jersey Bureau of Securities to wait for Regulation Best Interest to be fully implemented before enacting a proposal that would impose state-specific fiduciary duties on broker-dealers.
FINRA provided guidance for broker-dealers on (i) compliance with its private placement rules and (ii) filing requirements for public offerings.
ISDA provided guidance on post-Brexit cross-border financial services for UK market participants.