FINRA reminded firms using a FINRA equity trade reporting facility to "step out" of a previously reported trade to comply with relevant trade reporting requirements.

A Facebook executive agreed to work with the IRS to improve regulations on digital currency transactions.

Two broker-dealers settled FINRA charges for failing to waive mutual funds sales charges for eligible customers.

CFTC Chair Heath P. Tarbert named several significant appointments.

In anticipation of clarifying the treatment of qualifying foreign excluded funds under the Volcker Rule, banking agencies will not take action against foreign banking entities for a two-year period ending on July 21, 2021.