Enjoy National Dog Day with a collection of music celebrating man's best friend.

Two companies that had agreed to a settlement in a wheat futures price manipulation case, filed a motion for contempt against the CFTC for allegedly violating "gag order" provisions of the agreement.

Proposed SEC amendments to revise the description of business, legal proceedings, and risk factor disclosures that registrants are required to make under the Securities Act, were published in the Federal Register.

Cabinet "Alerts" allow firms and individuals to track regulatory developments, keep informed of the latest changes, and address corresponding compliance issues.

FINRA charged a broker-dealer for conversion of customer funds and securities, misuse of customer assets, unauthorized trading, unfair prices and commissions and unreasonable and discriminatory fees.