The Financial Crimes Enforcement Network launched a Global Investigations Division that will address illicit finance and money laundering threats.
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The SEC approved Options Clearing Corporation rule amendments enhancing the "Vanilla Option Model" and "Smoothing Algorithm."
OFAC designated individuals and their procurement networks for supporting multiple Iranian military organizations.
The SEC determined that FINRA had the authority to ban a former representative from future employment at a broker-dealer, concluding that the Supreme Court decision in Kokesh v. SEC was not relevant.
SEC Commissioners Robert J. Jackson Jr. and Allison Herren Lee expressed concern over proposed amendments to reporting regulations that (i) shift the agency's approach towards principles-based disclosure and (ii) fail to address climate risk.