Federal Reserve Board Vice Chair for Supervision Randal K. Quarles proposed modifying the FRB's stress testing regime in response to public feedback.
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NFA proposed amendments to clarify the applicability of certain NFA rules and interpretive notices to certain regulated entities.
FINRA notified member firms of upcoming elections (i) for the FINRA Small Firm Advisory Committee representative in the New York region and (ii) to fill multiple vacancies in FINRA's Regional Committees.
The SEC Division of Corporation Finance designated a Taiwan stock exchange as a "designated offshore securities market" under Securities Act rules and regulations.
Google and YouTube agreed to pay $170 million in order to settle FTC and New York Attorney General charges for violating the Children's Online Privacy Protection Act.