NFA named Michael Otten as Vice President of OTC Derivatives.
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In a reorganization, FinCEN formed the Strategic Operations Division to direct FinCEN’s operational information sharing and engagement with domestic and international stakeholders.
FINRA reminded market participants that on December 2, 2019, additional firm data concerning OTC equity trading will be available on the agency's website.
NFA requested nominations to fill five Public Representative positions for the NFA's Board of Directors.
CFPB Director Kathy Kraninger described agency initiatives focused on product experimentation, investigations and enforcement, and consumer education.