The CFTC created two subcommittees under the Market Risk Advisory Committee: the (i) Central Counterparty Risk and Governance Subcommittee and (ii) the Market Structure Subcommittee.

A general securities representative settled FINRA charges for exercising discretion in customers' accounts without receiving prior written authorization.

In separate disciplinary actions, the Chicago Board of Trade and Chicago Mercantile Exchange imposed sanctions for trade practice violations.

In a newly published consultative document, the Bank for International Settlements Basel Committee on Banking Supervision proposed several "limited adjustments" to the credit valuation adjustment risk framework.