FINRA suspended a broker for failing to disclose his involvement in an outside business that provided investment recommendations.

FINRA suspended an administrative assistant for forging customer electronic signatures on firm records.

Financial Stability Board Chair Andrew Bailey warned international finance ministers and central bank governors that incomplete and uneven implementation of global financial reforms undermines resilience and leaves the financial system exposed to future shocks.

Treasury Secretary Scott Bessent outlined the Administration’s plan to revitalize community banks as part of a broader effort to reduce regulatory burdens.

FINRA informed member firms that those using its E-Signature system may now rely on the Central Registration Depository to meet record retention requirements for registration form filings.