The American Bankers Association urged the U.S. Department of the Treasury to ensure consistent, technology-neutral regulation of digital assets under the Bank Secrecy Act.

A firm settled FINRA charges for improperly recording certain payments as expenses rather than as capital distribution and for allowing an unregistered person to perform a role requiring registration as an Operations Professional.

The Financial Stability Board outlined how financial authorities can monitor the adoption of artificial intelligence in the financial sector and assess emerging vulnerabilities that could affect financial stability.

The MSRB provided guidance on the professional qualification examination requirements for municipal advisor representatives (Series 50) and principals (Series 54).

The OCC, the Federal Reserve Board of Governors, and the FDIC rescinded interagency guidance that outlined principles for how large financial institutions should manage climate-related financial risks.