SIFMA and the SIFMA Asset Management Group urged the SEC to "modernize the communications and records retention rules applicable to broker-dealers, investment advisers, and security-based swap dealers."
News & Insights
The Bank of England outlined a policy framework for fostering "responsible innovation" in artificial intelligence, distributed ledger technology, and quantum computing.
Federal Reserve Governor Christopher J. Waller offers historical perspective on technological change, characterizing artificial intelligence as the newest wave of innovation that will challenge existing structures while driving long-term economic growth.
FDIC Acting Chair Travis Hill outlined the agency's plan to strengthen its resolution framework for large banks and incorporate lessons from the 2023 banking turmoil.
The U.S. Court of Appeals for the D.C. Circuit denied a petition for review of an SEC rule that lowers exchange access fee caps and adjusts tick sizes under Regulation NMS.