The Alternative Reference Rates Committee issued a consultation on whether it should recommend a compensation methodology for certain U.S. dollar LIBOR-referencing swaptions.

A broker-dealer settled FINRA charges for failing to test its supervisory controls, procedures and policies, and for failing to document the test results in required certifications and reports.

FINRA proposed a rule change that would implement minimum fees for requests for the expungement of customer dispute information.

The Supreme Court is set to hear arguments in Google v. Oracle, a case that could determine the fate of software protection.