Commentary by Bob Zwirb
The Business Conduct Committee of the Chicago Board of Trade fined and suspended a trader for disruptive trading practices.
News & Insights
21984 News Results
Commentary by Bob Zwirb
ISDA highlighted separate economic analyses on: (i) trends in the credit default swaps market, (ii) clearing networks and central counterparties stress testing, and (iii) the cost effects of clearing fragmentation.
A transactions and brokerage firm settled FINRA charges for deficient Order Audit Trail System ("OATS") reports and Regulation NMS order routing disclosures.
FinCEN Deputy Director Jamal El-Hindi described ongoing challenges for regulators concerning the Bank Secrecy Act/Anti-Money laundering framework.
U.S. Assistant Attorney General Brian A. Benczkowski advocated for policies that facilitate the cross-border transfer of critical information among law enforcement agencies investigating multinational criminal cyber networks.