The SEC Office of Investor Education and Advocacy and FINRA urged investors to add a "trusted contact person" on brokerage accounts to protect against fraud.
News & Insights
21990 News Results
ISDA summarized the findings from a supplemental consultation report on fallbacks in derivatives referencing EUR LIBOR and EURIBOR.
A broker-dealer settled charges for failing to record order transmission times accurately.
The Federal Reserve Board adopted a rule that will (i) simplify the requirements for large banks subject to capital plan rules and (ii) implement a stress leverage buffer requirement.
The SEC named Kathleen M. Hutchinson as the new Office of International Affairs Deputy Director.