The U.S. District Court for the Central District of California granted the SEC a default judgment against an unregistered broker-dealer and its CEO for selling unregistered initial coin offering securities.

FINRA notified members that it will assess and collect an accounting support fee of $10,022,000 to fund the annual budget of the Governmental Accounting Standards Board.

The CFTC approved the application for designation as a contract market of a new futures exchange.

CFIUS proposed a filing fee for parties submitting for review voluntary notices of transactions. Comments on the proposal must be submitted by April 8, 2020.