The CFTC adopted rule amendments to codify the agency's process for terminating exemptive relief granted to non-U.S. firms in order to offer non-U.S. futures and options directly to U.S. customers.
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The SEC proposed amendments to the Securities Act exemptive framework that would expand their availability and make it easier to raise money under those exemptions.
An SEC proposal to "modernize, simplify, and enhance" certain Regulation S-K financial disclosure requirements was published in the Federal Register.
The SEC offered relief and assistance to certain U.S. publicly traded companies and fund boards affected by COVID-19.
NFA urged members to prepare for the potential impact of the coronavirus on businesses and review their business continuity plans.