The CBOE Futures Exchange Business Conduct Committee sanctioned two traders, in separate actions, for certain trading rule violations.

The Treasury Department issued an interim final rule that "establishes a fee for parties filing a formal written notice of a transaction for review by the Committee on Foreign Investment in the United States.”

CFTC Commissioner Brian D. Quintenz announced that he will not seek re-nomination.

The SEC awarded $18 million to a whistleblower for providing information that led to a successful enforcement action.