The CFTC Agricultural Advisory Committee debated the impact of the COVID-19 pandemic on agricultural commodity markets.
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21990 News Results
FINRA filed a complaint against a broker-dealer for allowing a " disqualified person" to continue to engage in securities dealings.
The Federal Reserve Board, FDIC and OCC adopted two interim final rules which the community bank leverage ratio to provide temporary relief under the CARES Act.
NFA amended communication requirements to allow certain CTAs to make non-public, one-on-one presentations on past performances to eligible contract participants.
The SEC proposed a regulatory framework for fund valuation practices which clarifies how a fund's Board of Directors can satisfy obligations concerning fair value determination.